TVI Adds No Markup Nor Commission to Investment Advisory Accounts
The SEC makes clear in SEC Rule 206(3) that it is unlawful for any investment advisor to add commission to a transaction without the clients written approval. TVI never has, and never will, add a commission nor mark up the price at which the advisory client purchases or sells a security. The fees detailed in the proposal are the only fees the client will pay for investment management services throughout the execution of the contract.